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FINRA Awards for Luke A. Baumstark

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0033702/02/2016Claimant(s): Steven Farris
Claimant Lawyers(s): Luke A. Baumstark
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Eric Raphan
Arbitrator(s): Bruce S. Feldacker, Albert J. Haller, Kim L. Kirn
Hearing Site: St. Louis, MO

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