FINRA Awards for Daniel S. Newman

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00858	09/07/2023	Claimant(s): Ruochen Zhou Claimant Lawyers(s): Gary Trachten Respondent(s): Millennium Advisors, Millennium Consolidated Holdings Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Chase Boone Saunders, James Hugh Williams, Daniel F. Piar Hearing Site: Charlotte, NC
16-00740	08/10/2017	Claimant(s): Leonard Suskind Claimant Lawyers(s): Daniel S. Newman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michael A. Levin, Will Murphy, Paul J. Burkhart Hearing Site: Boca Raton, FL
09-02722	11/11/2010	Claimant(s): Scott Sherwood Claimant Lawyers(s): Jerome A. Pivnik Respondent(s): Investacorp., Ladenburg Thalmann Financial Svcs. Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Arthur J. Leibell, Linda M. Granata, James Conrad Sankpill Hearing Site: Miami, FL
06-04810	10/26/2007	Claimant(s): Matthew Mullane Claimant Lawyers(s): Daniel S. Newman Respondent(s): Tower Square Securities. Respondent Lawyers(s): Jon A. Jacobson Arbitrator(s): David H. S. Commins Hearing Site: San Francisco, CA