FINRA Awards for Patricia Sons Biswanger

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-02201	09/14/2007	Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Patricia Sons Biswanger Respondent(s): James Montalto, James Weil Respondent Lawyers(s): Elise Schwarz Arbitrator(s): Nancy Plesser Wendell, Michael Todd Clements, Robert W. Kenter Hearing Site: New York, NY
06-02499	09/14/2007	Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Patricia Sons Biswanger Respondent(s): James Montalto Respondent Lawyers(s): Elise Schwarz Arbitrator(s): Hearing Site: New York, NY