FINRA Awards for Brian J. Dunn

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03406	04/26/2013	Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Robert Quinn Respondent Lawyers(s): Peter F. Carr Arbitrator(s): Brian J. Dunn Hearing Site: Boston, MA
11-01412	09/12/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jeffrey F. Manzella Respondent(s): George Messier Respondent Lawyers(s): Mark S. Shipman Arbitrator(s): Brian J. Dunn Hearing Site: Hartford, CT