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FINRA Awards for Eric DeMarcus

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0012111/02/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Eric DeMarcus
Respondent Lawyers(s): Eric Grant DeMarcus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
11-0221707/23/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Eric DeMarcus, William Yates
Respondent Lawyers(s): Eric DeMarcus, William P. Wallenstein
Arbitrator(s): Edwin C. Shiver, Gerald Joseph Wilfley, Martin Joel Fassler
Hearing Site: San Francisco, CA

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