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FINRA Awards for Overman Randolph Rollins

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0407504/19/2023Claimant(s): Truist Investment Services.
Claimant Lawyers(s): John E MacDonald
Respondent(s): Michael Hudgins
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Thomas P. Talbot, Overman Randolph Rollins, Paul Dimitri Georgiadis
Hearing Site: Richmond, VA
14-0244407/27/2015Claimant(s): Robert Pierson
Claimant Lawyers(s): James C. Cosby
Respondent(s): Don Davis
Respondent Lawyers(s): Kirk Smith
Arbitrator(s): Douglas Earl McLaren, Overman Randolph Rollins, Alison Wright Feehan
Hearing Site: Richmond, VA
Expungement
07-0027308/15/2007Claimant(s): Stanley Legum
Claimant Lawyers(s): Stanley D. Legum
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Christopher M. Galusha
Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins
Hearing Site: Norfolk, VA

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