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FINRA Awards for Thomas Colbert

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0564209/04/2013Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT

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