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FINRA Awards for Rita E. Tholt

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0424709/07/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey F. Manzella
Respondent(s): Bryan Ziencik
Respondent Lawyers(s): Gretchen E. Moore
Arbitrator(s): Rita E. Tholt, Neil H. Alexander, Justin Henry McCarthy
Hearing Site: Pittsburgh, PA
07-0298109/03/2008Claimant(s): Ryan Beck & Co.,
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Herbert Hunt
Respondent Lawyers(s): Herbert Hunt
Arbitrator(s): Rita E. Tholt
Hearing Site: Cleveland, OH

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