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FINRA Awards for F. Guthrie Castle

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0343803/31/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Jacob Franco
Respondent Lawyers(s): Jacob Franco
Arbitrator(s): F. Guthrie Castle
Hearing Site: Albuquerque, NM
06-0185111/15/2007Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Brinkley Farnsworth
Respondent Lawyers(s): Charles W. Hill
Arbitrator(s): John Thomas Deutsch, F. Guthrie Castle, Lawrence W. Kern
Hearing Site: Memphis, TN

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