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FINRA Awards for Miles D. Hart

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0178107/01/2010Claimant(s): Fidelity Brokerage Services LLC, FMR LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Andrew Hermes, Steven O'connor, William Doepker
Respondent Lawyers(s): Grant S. Cowan
Arbitrator(s): Thomas C. Wagner, Emily J. Lewis, Miles D. Hart
Hearing Site: Cincinnati, OH
08-0135507/15/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Sterling Stegall
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): Miles D. Hart, Dana R. Dawe, Anthony R. Paesano
Hearing Site: Detroit, MI
06-0069311/30/2007Claimant(s): David Brus, Thomas Olsson
Claimant Lawyers(s): William M. Azkoul
Respondent(s): LaSalle Financial Services.
Respondent Lawyers(s): Stephen P. Bedell
Arbitrator(s): John A. Hubbard, Norman A. Samson, Miles D. Hart
Hearing Site: Detroit, MI

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