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FINRA Awards for Heath Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0144702/16/2024Claimant(s): Heath Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
17-0297204/24/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Andrew Park
Respondent(s): Heath Harris
Respondent Lawyers(s): Heath Justin Harris
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC

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