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FINRA Awards for Thomas Dexter

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0198907/16/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward J. Heffernan
Respondent(s): Thomas Dexter
Respondent Lawyers(s): Thomas Dexter
Arbitrator(s): Evan L. Gordon, Patricia A. DeWitt, Suzanne Beth Levy
Hearing Site: New York, NY

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