FINRA Awards for L.L.C.

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Displaying 41-42 out of 42 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-03337	12/18/2008	Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Intelligentias. Respondent Lawyers(s): Ian Rice Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx Hearing Site: Chicago, IL
07-00621	09/28/2007	Claimant(s): La Salle St. Securities, L.L.C. Claimant Lawyers(s): Stephen B. Diamond Respondent(s): Morris Weisner Respondent Lawyers(s): Morris C. Weisner Arbitrator(s): Anne W. Larkin Hearing Site: Raleigh, NC