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FINRA Awards for Larson Financial Securities

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0266005/05/2020Claimant(s): Paul Larson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Sean O'Hanlon
Arbitrator(s): Michael S. Matek
Hearing Site: St. Louis, MO
18-0052111/01/2018Claimant(s): Lauren Oschman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steven Cervantes
Arbitrator(s): Mauricio Arcadier
Hearing Site: Nashville, TN
18-0056110/30/2018Claimant(s): Richard Frith II
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steven Cervantes
Arbitrator(s): Susan L. Walker
Hearing Site: Omaha, NE
17-0215004/24/2018Claimant(s): Anthony Ferrara
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steve Cervantes
Arbitrator(s): Alain Frecon
Hearing Site: Minneapolis, MN
17-0166003/26/2018Claimant(s): Melissa Neeley
Claimant Lawyers(s): Sam Alton
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Sean O'Hanlon
Arbitrator(s): Susan L. Walker
Hearing Site: St. Louis, MO
17-0225603/16/2018Claimant(s): Randall Larson
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Steve Cervantes
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: St. Louis, MO
17-0166702/13/2018Claimant(s): Paul Larson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
17-0128601/29/2018Claimant(s): Coling Wiens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
17-0112712/18/2017Claimant(s): Christopher Clark
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA

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