FINRA Awards for Victor DiVietro

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-03661	10/04/2007	Claimant(s): Claimant Lawyers(s): Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin, Maria V. Martin Arbitrator(s): Colleen Grace, Martin Salzman, John Hughes Verchot Hearing Site: Tampa, FL
06-03674	10/04/2007	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): A.G. Edwards & Sons., Victor DiVietro Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Hearing Site: Tampa, FL