Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01087 | 08/21/2017 | Claimant(s): David Hinkle Claimant Lawyers(s): David Hinkle Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): David A. Paul Arbitrator(s): Frank M. Romano, Jeffrey M. Aboloff, Mary Esther Escobedo Hearing Site: Houston, TX | ||
| 14-01508 | 08/28/2015 | Claimant(s): Charles Doraine Claimant Lawyers(s): Donald M Feferman Respondent(s): Kevin Mccracken, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Teri L. Danish Arbitrator(s): Frank M. Romano, Reginald Harris Brockwell, Julie Marie Miller Hearing Site: Houston, TX | ||
| 09-02124 | 04/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jack D. Ballard Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Frank M. Romano, William M. Lacy, Charles S. Chester Hearing Site: Houston, TX |