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FINRA Awards for Abigail Falcon-Rosa

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0109310/31/2017Claimant(s): Heidi Hanson
Claimant Lawyers(s): Thomas N. O'Connor
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Denise L. Presley, Abigail Falcon-Rosa
Hearing Site: Boston, MA
Expungement

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