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FINRA Awards for John Russell Barlow

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0123401/15/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Robert Brooks
Respondent Lawyers(s): Gilbert J. Andia
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
12-0398105/31/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Steven P. Pherson
Respondent(s): James Hansberger
Respondent Lawyers(s): James Clyde Hansberger
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC

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