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FINRA Awards for Mark D. Quinn

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0088607/29/2011Claimant(s): Thomas Anderson
Claimant Lawyers(s): Natalie M. Koss
Respondent(s): Fred Alger & Company.
Respondent Lawyers(s): Bennett L. Epstein
Arbitrator(s): Mark D. Quinn, Gloria O. North, Elena G. Rodriguez
Hearing Site: Ft. Lauderdale, FL
07-0034503/10/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Warren Rockmacher
Respondent Lawyers(s): Warren M. Rockmacher
Arbitrator(s): Mark D. Quinn, Charles L. Henderson, Allan N. Taffet
Hearing Site: New York, NY
06-0213501/03/2008Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ

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