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FINRA Awards for Kelly A. Barker

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0120509/11/2023Claimant(s): Patrick Cree
Claimant Lawyers(s): Patrick H Cree
Respondent(s): Capital Growth Resources
Respondent Lawyers(s): Walter Miller
Arbitrator(s): Kelly A. Barker, Mitchell Lee Lathrop, Loyd A Wright
Hearing Site: San Diego, CA
07-0117401/09/2008Claimant(s): Laurie Lujan
Claimant Lawyers(s): Laurie Lujan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Kelly A. Barker
Hearing Site: Los Angeles, CA

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