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FINRA Awards for Matthew Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0242812/27/2023Claimant(s): Matthew Smith
Claimant Lawyers(s): Jonathan S. McCardle
Respondent(s): George McAvoy, Securities America., Richard Tomisman, William Selig, CP Capital Management
Respondent Lawyers(s): Gregory M. Curley, Justin A. Heller
Arbitrator(s): Martin John Satalin, Stuart Eliot Finer
Hearing Site: Albany, NY
06-0442202/24/2009Claimant(s): Dennis Mack
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co..
Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers
Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz
Hearing Site: Albany, NY
06-0443802/24/2009Claimant(s): George Mcavoy, Matthew Smith, CP Capital Management.
Claimant Lawyers(s): James Feathersonhaugh
Respondent(s): Dennis Mack, Capital Retirement Solutions
Respondent Lawyers(s): Richard L. Burstein
Arbitrator(s):
Hearing Site: Albany, NY

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