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FINRA Awards for Allan M. Lerner

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0159807/07/2017Claimant(s): Allan Yarkin, Hank Boyce
Claimant Lawyers(s): Allan M. Lerner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tina Winer
Arbitrator(s): Alice J. Johnson, Robert J. Bender, William John Kattula
Hearing Site: Boca Raton, FL
14-0043712/15/2014Claimant(s): Sharon Rashti
Claimant Lawyers(s): Sharon Rashti
Respondent(s): Viewtrade Securities.
Respondent Lawyers(s): Allan M. Lerner
Arbitrator(s): Alyson R. Dachelet, Andrew F. Greitz
Hearing Site: Boca Raton, FL

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