FINRA Awards for Alexander I. Heckman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00990	01/13/2014	Claimant(s): Lehman Brothers Inc Claimant Lawyers(s): Jennifer Hwang Respondent(s): Jason Kraskiewicz Respondent Lawyers(s): Jason Kraskiewicz Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum Hearing Site: Boca Raton, FL
12-00098	11/16/2012	Claimant(s): VCG Securities Claimant Lawyers(s): Robert H. Fasulo, General Counsel Respondent(s): Viewpoint Securities Respondent Lawyers(s): Seth Leyton, Managing Member Arbitrator(s): Marc S. Piven, Alexander I. Heckman, Dale H. Van Scoyk Hearing Site: Boca Raton, FL