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FINRA Awards for NSM Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0155912/23/2013Claimant(s): NSM Securities.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Naveen Bhagwani, Shondeep Balchandani
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman
Hearing Site: Boca Raton, FL
07-0121011/18/2008Claimant(s): Aura Financial Services.
Claimant Lawyers(s): David H. Lichter
Respondent(s): Dipin Mala, Eric Blum, Harsh Jayaswal, Irving Burstein, Ivan Angulo, Kamlesh Lalwani, Nitin Bahirwani, Niyukt Bhasin, Rohit Khemka, Sandeep Singh, Shondeep Balchandani, Sidhar Dhawan, Timothy Gautney, NSM Securities.
Respondent Lawyers(s): David H. Lichter, Harry J. Delagrammatikas
Arbitrator(s):
Hearing Site: Boca Raton, FL

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