Potomac Analytics' Logo

FINRA Awards for Donald S. Simons

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0353306/19/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Stephen Wittels
Respondent Lawyers(s): Stephen Wittels
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
11-0022405/26/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Marc Frankel
Respondent Lawyers(s): Marc J. Frankel
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA

2 Results

Display: