Potomac Analytics' Logo

FINRA Awards for Franklin Lewis Broyles

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0034212/16/2022Claimant(s): Bobby James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services., EDI Financial., Rushmore Securities Corporation
Respondent Lawyers(s): David Feldstein, Dewey Malone Moore, Martin Prinz
Arbitrator(s): Frances Johnson Wright, Franklin Lewis Broyles
Hearing Site: Dallas, TX
20-0202508/11/2022Claimant(s): Elena Izak
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marsha A. Washkuhn
Arbitrator(s): Lawrence R. Maxwell, Franklin Lewis Broyles, Ross B. Russell
Hearing Site: Dallas, TX
12-0144502/14/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wade Lawrence
Respondent Lawyers(s): Wade James Lawrence
Arbitrator(s): Mark L. Williams, Franklin Lewis Broyles, Joseph Anthony Girgenti
Hearing Site: Dallas, TX

3 Results

Display: