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FINRA Awards for William James Mulvey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0113812/12/2012Claimant(s): William Mulvey
Claimant Lawyers(s): William James Mulvey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Helen E. Tuttle
Arbitrator(s): William F. Skewes, Martha Jeanne Wilcoxson, Richard Djokic
Hearing Site: Salt Lake City, UT

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