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FINRA Awards for Christopher M. Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0219204/12/2017Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Thomas Avitabile
Respondent Lawyers(s): David P. Stich
Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts
Hearing Site: New York, NY
16-0252302/28/2017Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Omer Ali-Taha
Respondent Lawyers(s): Omer Mohamed Ali-Taha
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
15-0229106/01/2016Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Robert Tricarico
Respondent Lawyers(s): Robert N. Tricarico
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY

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