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FINRA Awards for Susan K. Hollenbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0320008/30/2017Claimant(s): John Bach, Michael Fink
Claimant Lawyers(s): Elliot R. Good, Will Bach
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael Ungar
Arbitrator(s): Benjamin B. Segel, Susan K. Hollenbach, W. Sean Kelleher
Hearing Site: Columbus, OH
14-0087902/18/2015Claimant(s): Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): Charles Grimes
Respondent Lawyers(s): David E. Grimes
Arbitrator(s): Susan K. Hollenbach, Randall S. Strause, Gregory P. Szuter
Hearing Site: Cincinnati, OH
Expungement

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