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FINRA Awards for Source Capital Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0554003/23/2012Claimant(s): Source Capital Group.
Claimant Lawyers(s): Mitchell H Cobert
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Clareman
Arbitrator(s): Robert Manfredo, Nancy Plesser Wendell, C. Kenneth Yoblon
Hearing Site: New York, NY

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