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FINRA Awards for Kristina Nichols

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0267505/31/2023Claimant(s): Kristina Nichols
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY

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