FINRA Awards for Jessica Klein

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02012	01/07/2014	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Walter Bernard Respondent Lawyers(s): Walter Jeffrey Bernard Arbitrator(s): Donita M. King Hearing Site: Raleigh, NC
13-01511	12/05/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): James Smillie Respondent Lawyers(s): James Edward Smillie Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL
13-01376	10/31/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Owen Parr Respondent Lawyers(s): Owen G. Parr Arbitrator(s): Steven Gerard Goerke Hearing Site: Miami, FL
12-04232	10/01/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Douglas Lounsbury Respondent Lawyers(s): Douglas Milton Lounsbury Arbitrator(s): Herbert Murez Hearing Site: Los Angeles, CA
13-00875	09/11/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): James Haugen Respondent Lawyers(s): James Haugen Arbitrator(s): Benjamin L. Abramowitz Hearing Site: Jacksonville, FL
12-04233	08/21/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Edward Zerweck Respondent Lawyers(s): Edward Herman Zerweck Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
13-00069	08/19/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Ali Qureshi Respondent Lawyers(s): Ali Kamran Qureshi Arbitrator(s): Henry G. Plaster Hearing Site: Washington, DC