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FINRA Awards for Leslie Bernard Jallans

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0010311/16/2012Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Donald S. Arbour
Respondent(s): Emmett Johnson
Respondent Lawyers(s): Frank "Kim" Breese, III
Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Leslie Bernard Jallans
Hearing Site: Houston, TX
07-0035202/20/2008Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Crystal Steele
Respondent Lawyers(s): Crystal Steele
Arbitrator(s): Walton L. Huff, Leslie Bernard Jallans, Stacey L. Barnes
Hearing Site: Houston, TX
06-0473901/30/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Douglas D. Callaway
Respondent(s): Larry Margozewitz
Respondent Lawyers(s): Larry R. Margozewitz
Arbitrator(s): Thomas H. Griffin, Joshua D. Wallach, Leslie Bernard Jallans
Hearing Site: Houston, TX

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