Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
12-00103 | 11/16/2012 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Emmett Johnson Respondent Lawyers(s): Frank "Kim" Breese, III Arbitrator(s): Bertrand C. Moser, Charles E. Munson, Leslie Bernard Jallans Hearing Site: Houston, TX | ||
07-00352 | 02/20/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jill B. Clarke Respondent(s): Crystal Steele Respondent Lawyers(s): Crystal Steele Arbitrator(s): Walton L. Huff, Leslie Bernard Jallans, Stacey L. Barnes Hearing Site: Houston, TX | ||
06-04739 | 01/30/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Douglas D. Callaway Respondent(s): Larry Margozewitz Respondent Lawyers(s): Larry R. Margozewitz Arbitrator(s): Thomas H. Griffin, Joshua D. Wallach, Leslie Bernard Jallans Hearing Site: Houston, TX |