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FINRA Awards for Marian Cover Dockery

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0155712/27/2011Claimant(s): Stephen Colavito
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Kenneth R. Woods, Carrie E. Wisniewski, Marian Cover Dockery
Hearing Site: Atlanta, GA
06-0518705/16/2008Claimant(s): Michael Cain
Claimant Lawyers(s): Raymond L. Moss
Respondent(s): Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Richard V. McGalliard, Marian Cover Dockery, Alfred Lee Dingler
Hearing Site: Atlanta, GA

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