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FINRA Awards for Michael H. Schaalman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0240308/04/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Paul Westphal
Respondent Lawyers(s): Michael H. Schaalman
Arbitrator(s): Evonne A. Hurst, Donald V. Anderson, Charles Orlove
Hearing Site: Milwaukee, WI
11-0219003/13/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roach
Respondent(s): Peter Skoufis
Respondent Lawyers(s): Michael H. Schaalman
Arbitrator(s): Donald W. McKenzie
Hearing Site: Milwaukee, WI
07-0183506/26/2008Claimant(s): Louise Ladd
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman
Hearing Site: Milwaukee, WI

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