Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 07-03055 | 12/29/2015 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants. Claimant Lawyers(s): Christopher Mader Respondent(s): Locke Haven, TradeRight Securities. Respondent Lawyers(s): Becky Townsend, Michael Rukojzo Arbitrator(s): Charles E. Farnsworth, David J. Romanski, Michael Craig Butterworth Hearing Site: San Francisco, CA | ||
| 10-04112 | 09/28/2012 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Charles Strickler Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Charles E. Farnsworth, Joseph M. O'Connor, Daniel Martell Hearing Site: San Francisco, CA | ||
| 08-00818 | 11/12/2009 | Claimant(s): Susan Ure Claimant Lawyers(s): Susan Ure Respondent(s): ING Financial Advisers, ING Life Insurance and Annuity Company Respondent Lawyers(s): Michael E. Wilbur Arbitrator(s): Mitchell S. Ostwald, Charles E. Farnsworth, Sharon Truluck Maier Hearing Site: San Francisco, CA |