10-05466 | 04/05/2013 | Claimant(s): Alice Soto, Betty Lee, Blair Brooksby, Curtis Alling, Curtis Sylvester-Jose, Curtis Webb, Darryl Morrison, David Campell, David Moy, Deborah Keyston, Evelyn Delcid, Francesca Brown, George Keyston, James Chew, James Weidinger, Jean Chew, Jeannette Chan, Jerry Rubelt, Kin Leong, Kirk Theis, et al Claimant Lawyers(s): Matthew K. Edling Respondent(s): Pacific West Financial Group, Pacific West Securities. Respondent Lawyers(s): Chance A.E. Hodges, Dennis J. Kelly Arbitrator(s): Marlyn G. McClaskey, Charles E. Farnsworth, Roberta R. Jeffrey Hearing Site: San Francisco, CA
| | $5,709,720 |
09-03935 | 05/27/2010 | Claimant(s): John Jones Claimant Lawyers(s): Matthew K. Edling Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis Hearing Site: San Francisco, CA
| | $140,250 |
08-03169 | 11/04/2009 | Claimant(s): Larry Martinez Claimant Lawyers(s): Timothy A. Canning Respondent(s): Arthur Aldatz, James Gallo, Jeffrey Greeney, Sean Harrison, Thomas Rubin, Troy Rasmusen, Westcap Securities. Respondent Lawyers(s): Arthur Jess Aldatz, James Eugene Gallo, Thomas Seth Rubin Arbitrator(s): William Ziering, Charles E. Farnsworth, Homer L. Davis Hearing Site: San Francisco, CA
| | $87,760 |