Potomac Analytics' Logo

FINRA Awards for Christopher M. Moody

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0346506/15/2011Claimant(s): Edward Schiavi
Claimant Lawyers(s): Christopher M. Moody
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Edward J. Heffernan
Arbitrator(s): Richard Djokic
Hearing Site: Albuquerque, NM
09-0373811/13/2009Claimant(s): Edward Schiavi
Claimant Lawyers(s): Christopher M. Moody
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Eric R. Hail
Arbitrator(s): Richard R. Edmister
Hearing Site: Albuquerque, NM

2 Results

Display: