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FINRA Awards for Fusion Analytics Securities LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0282301/14/2016Claimant(s): Jared Carmel
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group
Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel
Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern
Hearing Site: New York, NY
12-0020610/17/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Joseph Vaccaro, Fusion Analytics Securities LLC
Respondent Lawyers(s): David Richan, Joseph Marc Vaccaro
Arbitrator(s): Julian F. Santos, Caryl D. Feldmann, Peter C. Salerno
Hearing Site: New York, NY

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