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FINRA Awards for Robert R. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0140611/14/2019Claimant(s): Mark Sullivan, Richard Dellarusso
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Mary Lou McGanney, Robert E. Anderson, Jay F. Frascella
Hearing Site: New York, NY
17-0005705/07/2019Claimant(s): Anna Winderbaum, Joseph Lerner
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Martin Izaak, Sandra J. Mullings, Douglas F. Stone
Hearing Site: New York, NY

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