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FINRA Awards for Thomas L. Curran

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0171506/23/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Joe Cantu
Respondent Lawyers(s): Joe M. Cantu
Arbitrator(s): Peter J. Lavezzoli, Thomas L. Curran, Donald R. McGahan
Hearing Site: Ft. Lauderdale, FL
08-0330402/04/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Sandra David Siller
Respondent Lawyers(s): Sandra A. David Siller
Arbitrator(s): Thomas L. Curran, Morton D. Siegel, Dale W. Oliver
Hearing Site: Ft. Lauderdale, FL
07-0259009/25/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Scott Huffman
Respondent Lawyers(s): Richard M. Bales
Arbitrator(s): Marina Shank-Klein, Linda M. Granata, Thomas L. Curran
Hearing Site: Miami, FL

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