| 20-00024 | 12/14/2020 | Claimant(s): Deborah Sandeno
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): The Oak Ridge Financial Services Group,
Respondent Lawyers(s): Lisa M. Lamm Bachman
Arbitrator(s): Phyllis Karasov, Paul J. Hennen, Frank Abramson
Hearing Site: Minneapolis, MN
| | |
| 16-02807 | 12/29/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean Declan Daly
Arbitrator(s): F. Chet Taylor, Leo G. Stern, Frank Abramson
Hearing Site: Minneapolis, MN
| | |
| 15-01780 | 05/24/2016 | Claimant(s): Marc Kalter
Claimant Lawyers(s): Timothy Feil
Respondent(s): Gary Thome
Respondent Lawyers(s): Hilton Weiner
Arbitrator(s): Charles Orlove, Kerry C. Koep, Frank Abramson
Hearing Site: Minneapolis, MN
| | Expungement |
| 14-01955 | 07/17/2015 | Claimant(s): Thomas Ottman
Claimant Lawyers(s): Jonathan M. Harris
Respondent(s): John Feltl, Mary Feltl, Feltl & Company
Respondent Lawyers(s): Matthew T. Boos, Thomas F. Steichen
Arbitrator(s): Joan L. Volz, John W. MacKimm, Frank Abramson
Hearing Site: Minneapolis, MN
| | |
| 08-00018 | 02/03/2009 | Claimant(s): David DeYoung, Lorrie Turvold
Claimant Lawyers(s): James H. Kaster
Respondent(s): Marc Kozberg, Michael Leonard, The Oak Ridge Financial Services Group,
Respondent Lawyers(s): Terrence J. Fleming
Arbitrator(s): Frederick Ramos, David A. Peterson, Frank Abramson
Hearing Site: Minneapolis, MN
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