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FINRA Awards for Paul Mann

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0080301/06/2011Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): John K. Wells
Respondent(s): Dwight Hazelwood
Respondent Lawyers(s): Dwight Hazelwood
Arbitrator(s): Keith D. Patten, Paul Mann
Hearing Site: Little Rock, AR
08-0072709/04/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randy Koontz
Respondent Lawyers(s): Kenneth R. Shemin
Arbitrator(s): Paul Mann, M. Eileen Dorsey, Ronald R. Wilhelm
Hearing Site: Little Rock, AR

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