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FINRA Awards for Ken Massey

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0137710/31/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): William Taylor
Respondent Lawyers(s): William H. Taylor
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Salt Lake City, UT
10-0266003/14/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): M. Lani Esteban-Trinidad
Arbitrator(s): Michael R. Mitchell, M. Nelson Segel, George Frederick Garris
Hearing Site: Las Vegas, NV
11-0280512/06/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): Gerald Ramirez
Respondent Lawyers(s): Gerald Daniel Ramirez
Arbitrator(s): Jon C. Milliken
Hearing Site: San Diego, CA

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