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FINRA Awards for James Montalto

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0220109/14/2007Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Sons Biswanger
Respondent(s): James Montalto, James Weil
Respondent Lawyers(s): Elise Schwarz
Arbitrator(s): Nancy Plesser Wendell, Michael Todd Clements, Robert W. Kenter
Hearing Site: New York, NY
06-0249909/14/2007Claimant(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Patricia Sons Biswanger
Respondent(s): James Montalto
Respondent Lawyers(s): Elise Schwarz
Arbitrator(s):
Hearing Site: New York, NY

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