FINRA Awards for Des Moines, IA

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Displaying 31-34 out of 34 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-02556	10/09/2009	Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Frederick Scholer Respondent Lawyers(s): Frederick Scholer Arbitrator(s): Judith A. Payuk, Alan B. Fender, Susan Elaine Mersereau Hearing Site: Des Moines, IA
07-01037	06/10/2009	Claimant(s): Charles Bever Claimant Lawyers(s): Michael McDonough Respondent(s): Wachovia Securities Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Harry L. Sheehy, Michael I. White, Bridget A. Mitchell Hearing Site: Des Moines, IA
08-01203	11/10/2008	Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Maurice Respondent Lawyers(s): James Kenneth Maurice Arbitrator(s): Roger D. Johnson Hearing Site: Des Moines, IA
07-01081	02/04/2008	Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Michael Naccarato Respondent(s): Heidi Rosenberg Respondent Lawyers(s): Peter C. Riley Arbitrator(s): Harold M. Golz, Bruce J. Nerland, Daniel Baruch Lidawer Hearing Site: Des Moines, IA