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FINRA Awards for Jerrold E. Slutzky

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0210610/23/2018Claimant(s): Brian Stone
Claimant Lawyers(s): Peter B King
Respondent(s): Pacific Select Distributors
Respondent Lawyers(s): Jennifer S. Bullock
Arbitrator(s): Langfred W. White, Jerrold E. Slutzky, Marilyn K. Dirks
Hearing Site: Tampa, FL
14-0224404/21/2015Claimant(s): Todd Hoffman
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Jerrold E. Slutzky, Richard S. Zaifert, Martin M. Van Luven
Hearing Site: Tampa, FL
07-0199509/05/2008Claimant(s): Mike Dalton
Claimant Lawyers(s): Mike Dalton
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson
Hearing Site: Tampa, FL

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