FINRA Awards for A. O. Headman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03228	02/06/2015	Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Eric Raphan Respondent(s): Christopher Wilkinson Respondent Lawyers(s): Brennan H. Moss Arbitrator(s): Langdon T. Owen, Gene R. Thornton, A. O. Headman Hearing Site: Salt Lake City, UT
10-03278	08/26/2011	Claimant(s): Steven Casull Claimant Lawyers(s): Steven J. Casull Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Rodger A. Nye Arbitrator(s): Peggy Peterson, A. O. Headman, Marilyn R. Lewis Hearing Site: Salt Lake City, UT