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FINRA Awards for Michael S. Colombo

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Displaying 31-40 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0093601/27/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Daniel Aho
Respondent Lawyers(s): Daniel William Aho
Arbitrator(s): June J. Vinci
Hearing Site: Los Angeles, CA
09-0131611/12/2009Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): David Lesko
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Sandra J. Bakalus
Hearing Site: Ft. Lauderdale, FL
09-0287211/04/2009Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Brian Steed
Respondent Lawyers(s): Brian C. Steed
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
09-0191410/01/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Kelley Dean
Respondent Lawyers(s): Kelley Dean
Arbitrator(s): G. Dale McKissick
Hearing Site: Dallas, TX
09-0191909/28/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Christopher Weighart
Respondent Lawyers(s): Christopher Grey Weighart
Arbitrator(s): Joseph F. Pittelli
Hearing Site: Philadelphia, PA
09-0137709/09/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Hayato Tamura
Respondent Lawyers(s): Hayato Tamura
Arbitrator(s): David Edward Canter
Hearing Site: Los Angeles, CA
09-0191509/03/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Wilfredo Colon
Respondent Lawyers(s): Wilfredo Colon
Arbitrator(s): Daniel H. Yaffe
Hearing Site: Miami, FL
09-0015909/01/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Rocco Licalsi
Respondent Lawyers(s): James N. Barletti
Arbitrator(s): Nathan J. Minucci
Hearing Site: Newark, NJ
09-0131408/26/2009Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Aiello
Respondent Lawyers(s): Joseph John Aiello
Arbitrator(s): David E. Mowry
Hearing Site: Boca Raton, FL
09-0027408/18/2009Claimant(s): Prestige Financial Center.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cantalupo
Respondent Lawyers(s): Ronald Vincent Cantalupo
Arbitrator(s): Douglas F. Stone
Hearing Site: New York, NY

51 Results

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