FINRA Awards for Bruce D. Oakes

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01895	12/28/2011	Claimant(s): Eric Broili Claimant Lawyers(s): Robert T. Sullwold Respondent(s): Andrew Crowell, The Andrew N. Crowell Family Trust Respondent Lawyers(s): Bruce D. Oakes Arbitrator(s): Nancy Hutt, Michael R.E. Sanders, Leonard Jeffrey Stecklow Hearing Site: Reno, NV		Expungement
09-02264	07/22/2011	Claimant(s): Smith, Moore & Co. Claimant Lawyers(s): Bruce D. Oakes Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael P. Manley Arbitrator(s): Frederick Michael Switzer, James M. Stern, David A. Fingerhut Hearing Site: St. Louis, MO